General duties relating to health and safety: Occupational Health and Safety Act 2004
This guidance explains Part 3 of the Occupational Health and Safety Act 2004, general duties relating to health and safety. The guidance will benefit employers, employees, designers, manufacturers, suppliers and others with workplace duties.
The concept of ensuring health and safety
Part 3 of the Occupational Health and Safety Act 2004 (OHS Act) places general occupational health and safety (OHS) duties on employers, the self-employed, employees, designers, manufacturers, suppliers and other duty holders.
These general OHS duties require a duty holder to protect health and safety, so far as is reasonably practicable. The duty holder must:
- eliminate risks to health and safety, so far as is reasonably practicable
- reduce risks to health and safety, so far as is reasonably practicable, if it is not reasonably practicable to eliminate the risks
Reasonably practicable
To decide what is 'reasonably practicable' the duty holder must do what a reasonable person would do, using 'reasonably practicable' measures.
Before deciding what is reasonably practicable, duty holders must take into account:
- the likelihood of a hazard or risk occurring – that is, the probability of a person being exposed to harm
- the degree of harm that would result if the hazard or risk occurred
- what the person concerned knows or ought reasonably know about the hazard or risk and any ways of eliminating or reducing that hazard or risk
- the availability and suitability of ways to eliminate or reduce the hazard or risk
- the cost of eliminating or reducing the hazard or risk
Main duties of employers
- Duties to employees and contractors
If you have one or more employees, you are an employer. An employer can be a:
- person
- company
- partnership, unincorporated association, franchising operation or not-for-profit organisation
Employers have a duty to protect the health and safety of employees while at work by providing and maintaining a working environment that is safe and without risks to health.
Employers owe the same duty to independent contractors working at the workplace and contractors' employees, but only for matters over which the employer has, or should have, control.
Employers must eliminate risks or reduce risks as far as is reasonably practicable by:
- providing and maintaining safe plant so that all machinery, equipment and tools are suitable for their purpose, guarded where necessary and maintained in a safe condition
- arranging safe systems of work, for example, how work is organised, including work processes and safe operating procedures, work arrangements, the pace of work and procedures to prevent and manage fatigue, occupational stress and violence
- maintaining the workplace in a condition that is safe and without risks to health, including space, layout, security, lighting, ventilation and noise control
- putting in place procedures for the safe use, handling, storage and transport of plant and substances
- providing adequate facilities for the welfare of employees, such as drinking water, toilets, eating areas and first aid
- providing employees with the information, instruction, training and supervision necessary for them to do their jobs safely and without risks to health
- Duties to monitor health and conditions
Employers must take whatever action is reasonably practicable to:
- monitor the health of employees – for example, collection and review of incident and injury data, regular hearing tests for employees in noisy environments and analysis of results
- monitor workplace conditions – for example, measuring air quality if work involves potential exposure to dust or fumes, monitoring workloads and fatigue
- provide information about health and safety in a way that is suitable for employees, both in terms of the language used and the style of presentation
- keep information and records on employees' health and safety
- provide employees with the names of people in the organisation they can contact to make an enquiry or complaint about health and safety
- employ or contract people with OHS qualifications to advise on employees' health and safety. For example, workplace circumstances may require a consultant hygienist to monitor lead levels or an ergonomist to advise on manual handling risks
- Duty to other people
Employers also have a duty to people who are not their employees. Employers must, so far as is reasonably practicable, ensure their business activities do not put the health and safety of members of the public at risk. This includes protecting visitors to a workplace, protecting the general public from construction or demolition work near roads and footpaths and preventing the emission of hazardous substances from a workplace. For example:
- people passing a building site should have protection from the risk of falling objects and from traffic entering or leaving the site
- visitors to a factory, including truck drivers making deliveries and customers, should have protection from exposure to hazardous areas or moving equipment
- patients, residents, relatives and visitors at a health care facility should have protection from infectious diseases
- a gardening business working in a public area such as a park should ensure members of the public are not exposed to risks such as being hit by falling branches when trimming trees or flying stones when cutting grass
- Overlapping and co-existing duties
Employers continue to have duties and must take every reasonable care to maintain a safe workplace, regardless of other parties such as contractors or building owners who have some management and control of the workplace.
Duties of employees
Employees are employed under a verbal or written contract of employment or a contract of training. This includes direct employees, managers or supervisors, placements through group training and apprentices.
Those engaged by an employer who controls a workplace are also employees, including:
- an independent contractor, for example, a bricklayer on a construction site
- an employee of the contractor, for example, the bricklayer's labourer
- a sub-contractor of the contractor
- a person a labour hire or recruitment agency has provided, such as a process worker, order picker in a warehouse, temporary receptionist or an agency nurse
Volunteers are not considered employees, even if they receive out-of-pocket expenses.
- Duty to cooperate with employer
Under the OHS Act, employers have a responsibility to protect the health and safety of their employees while at work. Employers may put in place procedures and work practices and provide information, training and supervision to meet that responsibility. Employees must cooperate with their employer's efforts by, for example:
- following the workplace safety policies and procedures
- attending health and safety training and following the instructions and advice provided
- using equipment supplied by the employer, such as adjustable workstations or personal protective equipment such as safety boots, hearing protection or high-visibility vests as instructed
Employees can help prevent risks to workplace health and safety by notifying the employer of any hazards.
- Duty not to recklessly interfere or misuse
Employees must not intentionally or recklessly interfere with or misuse anything the employer has provided in the interests of workplace health, safety or welfare. For example, employees must not:
- remove or bypass machine guarding or other safety devices
- use a fire extinguisher for purposes other than putting out fires
Duties of those who manage or control workplaces
A person who manages or controls a workplace, sometimes known as 'the occupier', can include an employer, the building or site owner and the property management or tenant of a building or site where there is a workplace.
People who have management or control of a workplace must ensure as far as is reasonably practicable that the workplace and the means of entering and leaving it are safe and without risks to health. They must take every reasonable action and work proactively to ensure health and safety in the workplace.
If you are an employer, you have additional OHS duties to ensure the workplace is safe and without risk to those your business activities could affect.
- Ensuring health and safety
In ensuring that the workplace is safe and without risks to health, occupiers, or those managing or controlling workplaces, must eliminate risks to health and safety, so far as is reasonably practicable. Where a risk cannot be eliminated, it must be reduced as far as is reasonably practicable.
- Duties as an occupier
Occupiers, or those managing or controlling workplaces, have duties under the OHS Act to ensure things in a workplace which they manage or control are safe and without risks to health, so far as is reasonably practicable.
This includes the building, for example, structural soundness and protection of occupants from the weather, its services, for example, lighting and ventilation, and fittings such as doors, windows and shelves.
Examples of occupier duties
- Single tenancy employer/leasing company relationship
Company X leases premises from you. As part of the leasing arrangements you are responsible for maintaining and authorising repairs to the workplace. Asbestos is discovered in the roof and has the potential to harm employees' health. You have management of this matter in the workplace and must control this risk. - A large building complex under construction
You are the principal contractor, you oversee construction and manage the numerous contractors and sub-contractors on site. The overall control and management of the workplace therefore belongs to you.
Your duties also include ensuring that the means of entering and leaving a workplace are safe and without risks to health. - Multiple-occupancy site
You manage and control a building where there are several workplaces. Fire escapes must be unobstructed. You must ensure that you and your tenants do not use the stairways as a storage facility or otherwise restrict use of the fire escapes. Emergency evacuation procedures must be in place and effective. - Multiple-occupancy site
You manage and control a large regional shopping centre. You are responsible for providing safety in the car parks for your employees, your tenants, their employees and users of the centre.
- Single tenancy employer/leasing company relationship
- Overlapping and co-existing duties
A person may have OHS duties under the OHS Act for more than one of their roles, for example, as an employer, as a person who manages and controls the workplace and as a supplier.
In addition, more than one person may have duties relating to a particular work activity and the environment in which the work is taking place. For example, both an employer and a contractor engaged to carry out work have OHS duties relating to the management and control of the work. The owner of the building and the employer occupying the building may also have duties relating to the work environment.
Duties of designers of plant
So far as is reasonably practicable, a person who designs plant for use in a workplace must:
- ensure the plant is designed to be safe and without risks to health if used for a purpose for which it was designed
- carry out or arrange for any testing and examination needed to ensure the plant design is safe and without risks to health if used for its intended purpose
- identify all hazards associated with the plant’s use during the design phase and provide adequate information to any person they give the design to use
A designer of plant must also provide specific information to the manufacturer of the plant. If the manufacturer advises there are safety issues with the design, the designer must revise the information to resolve the problems. If the designer considers that it is not necessary to revise the information, the designer must write to the manufacturer with reasons why the revision is unnecessary.
Duties of designers of buildings and structures
Designers of workplace buildings and structures have responsibilities under the OHS Act. Designers must ensure, so far as is reasonably practicable, the building or structure they design is safe and without risks to the health of those using it as a workplace for its intended purpose.
Duties of manufacturers of plant and substances
The OHS Act places responsibilities on the manufacturers of plant or substances used in a workplace. Manufacturers must ensure the plant or substance is safe and without risks to health when used for its intended purpose. They must test or arrange tests and examinations which ensure the plant or substance is safe and without risks to health when used for its intended purpose.
Manufacturers must give each person they supply with any plant or substance:
- information about the intended purposes of the plant or substance
- the results of tests for the plant or substance
- information about any conditions necessary to ensure that when used for their intended purpose the plant or substance are safe and without risks to health
Manufacturers must, on request, also provide the information to any person who uses or will use the plant or substance.
Duties of suppliers of plant and substances
Suppliers of any plant or substance for use at a workplace have OHS Act responsibilities. They must ensure the plant or substance is safe and without risks to health when used for the purpose for which it was designed, manufactured or supplied.
Suppliers must give every person they supply with any plant or substance:
- information about the intended purposes of the plant or substance
- information about any conditions for the safe use of the plant or substance
Suppliers must, on request, also provide the information to any person who uses or will use the plant or substance.
Duties of people installing, erecting or commissioning plant
The OHS Act also places responsibilities on people who install, erect or commission plant for use at a workplace. Those people must ensure nothing about the way in which the plant is installed, erected or commissioned makes it unsafe to use or a risk to health.
Duty not to recklessly endanger people at workplaces
It is an offence, without lawful excuse, to recklessly engage in conduct that exposes, or may expose, a person at a workplace to the risk of serious injury.